THELO CONSULTING SERVICES
We focus primarily on providing our services to community banks, credit unions, independent lending entities, and FinTechs in Texas. Thanks to technology, we have the capability to provide these services to clients across the United States.
COMPLIANCE REVIEWS & AUDITS
We provide a wide range of reviews and audits to meet your unique needs. Whether it’s routine compliance audits totally independent of your compliance program or specialized reviews done to replace internal monitoring, we work with you to meet your specific needs and budgets. Some of the services we provide include:
- Deposit Regulation Audits and Reviews
- Lending Regulation Audits and Reviews
- BSA Audits and Reviews
- Fair Lending Reviews and Analyses
- CRA Evaluations and Activity Qualifications
FRACTIONAL COMPLIANCE OFFICER
We serve as your force multiplier by taking on key compliance functions and freeing up your staff for other duties. Whether it’s taking over SAR submission and preparation, managing your HMDA LAR, overseeing your flood insurance monitoring efforts, or scrubbing your lending and investment activities for CRA community development credit, we give you professional, recurring compliance support at a fraction of the cost of hiring a full-time compliance team member.
COMPLIANCE TRAINING
We customize our training offerings to meet your specific needs. Whether it’s working one-on-one with your new compliance officer, training your front-line staff on the “why” behind deposit hold requirements, or engaging with your credit and lending teams to teach them how to independently identify potential CRA activities, we’ll work with you to deliver engaging training opportunities that meet your organization’s specific needs.
SPECIAL PROJECTS
Today’s banking atmosphere has morphed into an ever-changing sea of rule adjustments, new thresholds and requirements, and community institutions having to find new and innovative revenue streams. No matter how well you prepare, the regulatory landscape continues to throw new and evolving compliance challenges your way. We’re here to help you navigate these challenges by helping you create the path that fits your organization and structure, including:
- Implementing New Rules & Regulations into Your CMS
- New Product Design & Development
- Exam Preparation & Response
- Compliance Risk Assessments
- Workflow Review & Process Improvement